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Contract
[This job id 9187 first appeared in Job-Q.com on 23 May 2026]
Jobs Responsibilities
• Conduct independent checks and reviews in accordance with MAS Balanced Scorecard (BSC) Framework and internal compliance policies
• Perform client surveys, document reviews, mystery shopping assessments, and complaint reviews relating to investment sales activities
• Monitor audit findings and compliance results; identify gaps, recurring issues, and support remediation efforts
• Review customer complaints relating to investment and financial advisory products to ensure compliance with regulatory guidelines
• Support training and guidance for staff on BSC requirements, compliance checks, and internal procedures
• Keep abreast of MAS regulations, Financial Advisory Act requirements, and internal policy updates affecting retail investment sales
• Assist in process improvement initiatives, including automation and enhancement of audit and reporting workflows
• Prepare reports, findings, and analysis for internal stakeholders and management review
Application Procedures
Interested candidates, please email your resume to:
Attention: Lynn Mak Ling Ling (CEI No. R1986990)
lynnmak@recruitexpress.com.sg
Recruit Express Pte Ltd (EA No. 99C4599)
We regret that only shortlisted candidates will be notified.
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Illegal practices reminder: It is illegal for recruiter to collect payment (kickback) from the worker https://www.mom.gov.sg/-/media/mom/documents/publications/foreign-workers/what-are-kickbacks.pdf
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Job posting URL: https://singapore.job-q.com/jobs/detail/1-year-contract-compliance-sales-audit-analyst-banking-blm
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