On site
Contract
Jobs Responsibilities
• Conduct independent checks and reviews in accordance with MAS Balanced Scorecard (BSC) Framework and internal compliance policies
• Perform client surveys, document reviews, mystery shopping assessments, and complaint reviews relating to investment sales activities
• Monitor audit findings and compliance results; identify gaps, recurring issues, and support remediation efforts
• Review customer complaints relating to investment and financial advisory products to ensure compliance with regulatory guidelines
• Support training and guidance for staff on BSC requirements, compliance checks, and internal procedures
• Keep abreast of MAS regulations, Financial Advisory Act requirements, and internal policy updates affecting retail investment sales
• Assist in process improvement initiatives, including automation and enhancement of audit and reporting workflows
• Prepare reports, findings, and analysis for internal stakeholders and management review
Application Procedures
Interested candidates, please email your resume to:
Attention: Lynn Mak Ling Ling (CEI No. R1986990)
lynnmak@recruitexpress.com.sg
Recruit Express Pte Ltd (EA No. 99C4599)
We regret that only shortlisted candidates will be notified.
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Established since 1996, Recruit Express has emerged as the leading staffing solutions provider that has set a proven track record for matching the right people to the right organization within the shortest time. With our vast network of resources, extensive databases and defined recruitment processes, we have been successfully bridging talented job seekers of the highest calibre to employers who only want the best in their teams.
In our relentless pursuit of excellent service, we have adopted best practices and dynamic growth strategies in expanding our operations across the Asia Pacific regions: We have offices in Singapore, Sydney, Hong Kong, Kuala Lumpur, Taipei, Shanghai, Beijing, Tokyo and Bangkok.
With 400 permanent committed consultants from various professional backgrounds and disciplines, we make a difference by delivering top-notch services to our clients and candidates alike.