Editorial summary

The company is seeking an urgent Compliance Manager to oversee its compliance functions in accordance with MAS, SGX, IPO, and other regulatory standards. The role involves developing and updating compliance policies, managing regulatory reporting and audits, and monitoring regulatory developments. The position offers a permanent employment opportunity with a five-day work week, competitive remuneration of SGD 13,000, and opportunities for career progression, based in the CBD. Candidates should have strong knowledge of regulatory requirements and compliance management.

This summary is AI-generated and may contain inaccuracies. Please refer to the full job description below.

Job description

[This job id 17595 first appeared in Job-Q.com on 01 Jul 2026]

Highlights:

• Permanent job opportunity
• 5 days work week, normal office working hour
• Great remuneration & benefits
• Great career progression
• Location: CBD

Responsibilities:

Key Responsibilities

Compliance & Regulatory

• Oversee the firm's compliance function and ensure adherence to MAS, SGX, CSRC, and other regulatory requirements.
• Develop, review, and update compliance policies, procedures, and internal controls.
• Manage regulatory reporting, regulatory filings, audits, and engagements with MAS, SGX, and external auditors.
• Monitor regulatory developments and implement necessary compliance changes.
• Conduct compliance training, maintain compliance registers, and oversee data protection and outsourcing governance.

Business Support

• Review client onboarding, AML/CFT screening, and suspicious transaction reporting.
• Review legal agreements and corporate finance submissions (IPO, RTO, placements, underwriting).
• Conduct internal compliance reviews and advise management on regulatory risks and best practices.
• Support cross-functional projects and provide compliance guidance to business units.

Corporate Secretarial

• Coordinate Board meetings, prepare resolutions and meeting documentation.
• Maintain corporate governance documents, Delegation of Authority (DOA), and Terms of Reference (TOR).
• Manage corporate insurance renewals and support corporate secretarial and governance matters as required.

Requirements:

• Degree / Diploma in Law, Finance, Accountancy, Business, or equivalent  
• Minimum 3–5 years of relevant experience in the investment banking or capital market industry 
• Prior exposure to corporate finance transactions (e.g. IPOs, RTOs, M&A) or Catalist sponsorship work is strongly preferred 
• Experience in compliance, audit, legal, or a front-office corporate finance role with compliance involvement will be considered 
• Familiarity with SGX listing rules, MAS licensing requirements, and capital markets regulations is highly advantageous  
• Able to work autonomously with sound judgment and minimal supervision 
• Strong understanding of or keen interest in corporate finance deal flows, sponsor obligations, and regulatory framework governing MAS licensed entities in Singapore 
• High level of integrity, with the confidence to voice opinions and escalate issues appropriately 
• Strong interpersonal and communication skills; ability to engage senior stakeholders and cross-functional teams 
• Team player and keen to assume additional responsibilities and participate in new initiatives 

HOW TO APPLY:

Interested applicants, kindly send your resume in MS WORD format to dicksern@trustrecruit.com.sg or please click on “Apply Now” and provide the below details in your resume.

• Last drawn salary
• Expected salary
• Notice period
• Reason for leaving

We regret only shortlisted candidates will be notified.

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