Editorial summary

The company is seeking a Regulatory Compliance & Audit Executive for a one-year contract role within a foreign bank, offering a salary of 5,500. The position involves executing risk-based compliance monitoring and testing reviews to ensure regulatory controls are effective, conducting surveillance and thematic reviews of banking regulations, and developing tools to enhance compliance activities. Key requirements include strong analytical skills, experience in regulatory audits, and the ability to identify gaps and control weaknesses. The role aims to provide independent assurance over regulatory compliance and improve monitoring processes.

This summary is AI-generated and may contain inaccuracies. Please refer to the full job description below.

Job description

[This job id 27976 first appeared in Job-Q.com on 27 Aug 2026]

Jobs Responsibilities

• Execute risk based compliance monitoring and testing reviews to provide independent assurance over the effectiveness of regulatory controls.
• Conduct surveillance and thematic reviews across key banking regulations.
• Define testing scopes, select appropriate samples and evaluate findings to identify regulatory gaps, control weaknesses and areas requiring remediation.
• Develop monitoring tools, testing aids and reporting materials to improve the quality, consistency and efficiency of compliance assurance activities.
• Consolidate monitoring results and regulatory information for reporting to Senior Management, Board, Head Office and other relevant stakeholders.
• Support regulatory inspections and internal or external audits by coordinating information requests, preparing responses and following up on review matters.

Job Requirements

• Relevant experience in regulatory compliance, compliance monitoring, compliance testing, assurance, audit or risk within financial services is preferred.

Application Procedures

Interested candidates, please email your resume to:

Attention: Lynn Mak Ling Ling (CEI No. R1986990)

Recruit Express Pte Ltd (EA No. 99C4599)

We regret that only shortlisted candidates will be notified.

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